What is your investing experience?

Very inexperienced

Somewhat inexperienced

Experienced

Very experienced

What percentage of your total assets does this investment account represent?

Less than 25%

26% to 50%

Greater than half

Everything

Compared to your peers, how would you define your willingness to take financial risks?

Extremely low risk taker

Very low risk taker

Low risk taker

Average risk taker

High risk taker

Very high risk taker

Extremely high risk taker

How stable is your income?

Unpredictable

Somewhat predictable

Largely predictable

Very predictable

Which of the following statements best describes your attitude toward investments?

I am willing to accept lower returns in order to minimize potential declines

I prefer a lower risk portfolio but I am willing to accept short term declines in order to get better long-term returns

I am willing to take substantial short-term declines in order to have the opportunity to attain better long-term returns

I am willing to overlook possibly dramatic short-term declines in order to focus on the possibly of long term growth opportunities

The following portfolios represent hypothetical best case - worst case scenarios. Which portfolio best represents the maximum volatility you are willing to accept over a 12 month period?

Portfolio A: Maximum gain of 1%-3%, Maximum loss of 5%

Portfolio B: Maximum gain of 4%-6%, Maximum loss of 10%

Portfolio C: Maximum gain of 7%-9%, Maximum loss of 20%

Portfolio D: Maximum gain in 10%-14%, Maximum loss of 45%

Portfolio E: Maximum gain of 15% or more, Maximum loss 50% or more

From September 2008 through November 2008, the S&P500 Index fell approximately 30%. How would you respond to a similar potential loss?

Liquidate my portfolio and wait until the markets settle down

Liquidate a portion of my portfolio until the markets stabilize

Do nothing and endure the short-term fluctuation and keep a longer-term perspective

Take advantage of the pull-back and increase my investment in order to get larger, long-term returns on the portfolio

To what extent have you taken risk in your portfolio in the past?

Very small

Small

Medium

Large

Very large

What is your expectation for the global economy over the next few years?

Extremely pessimistic

Somewhat pessimistic

Somewhat optimistic

Extremely optimistic